Regulation S-K: Difference between revisions
From ACT Wiki
Jump to navigationJump to search
imported>Doug Williamson (Create page. Source: The Treasurer, Nov-Dec 2017, p11.) |
imported>Doug Williamson (Add link.) |
||
| (2 intermediate revisions by the same user not shown) | |||
| Line 1: | Line 1: | ||
''US securities regulation'' | ''US securities regulation'' | ||
Regulation S-K is published and enforced by the US Securities and Exchange Commission SEC). | Regulation S-K is published and enforced by the US Securities and Exchange Commission (SEC). | ||
It requires issuers of securities to make appropriate disclosures to investors. | It requires issuers of securities to make appropriate disclosures to investors. | ||
| Line 17: | Line 10: | ||
* [[Financial Industry Regulatory Authority]] | * [[Financial Industry Regulatory Authority]] | ||
* [[OCIE]] | * [[OCIE]] | ||
* [[ | * [[Regulation]] | ||
* [[Regulation D]] | * [[Regulation D]] | ||
* [[Rule 144A] | |||
* [[Securities and Exchange Commission]] | * [[Securities and Exchange Commission]] | ||
[[Category:Accounting,_tax_and_regulation]] | |||
Latest revision as of 06:44, 6 July 2022
US securities regulation
Regulation S-K is published and enforced by the US Securities and Exchange Commission (SEC).
It requires issuers of securities to make appropriate disclosures to investors.
