Single capacity: Difference between revisions
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imported>Doug Williamson (Create the page. Sources: linked pages.) |
imported>Doug Williamson (Classify page.) |
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1. | 1. ''UK - London Stock Exchange (LSE)'' | ||
''UK - London Stock Exchange (LSE)'' | |||
Restricting members of the LSE to act either as market makers or as brokers, but not both. | Restricting members of the LSE to act either as market makers or as brokers, but not both. | ||
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*[[Broker-dealer]] | *[[Broker-dealer]] | ||
*[[Capacity]] | *[[Capacity]] | ||
*[[Dual capacity]] | |||
*[[London Stock Exchange]] | *[[London Stock Exchange]] | ||
*[[Market maker]] | *[[Market maker]] | ||
[[Category:Accounting,_tax_and_regulation]] | |||
[[Category:The_business_context]] | |||
[[Category:Financial_products_and_markets]] | |||
Latest revision as of 11:25, 2 July 2022
1. UK - London Stock Exchange (LSE)
Restricting members of the LSE to act either as market makers or as brokers, but not both.
This was the regime which applied before the 'Big Bang' changes of 1986.
2.
Similar prohibition of dual roles in other markets and contexts.
