CASS RP: Difference between revisions
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imported>Doug Williamson (Update entry: Added expansion of acronym FCA for clarity (there are two definitions)) |
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Client Assets Sourcebook Resolution Pack. | Client Assets Sourcebook Resolution Pack. | ||
The Financial Conduct Authority's ([[FCA]]) CASS RP contains documents and records (for example the latest client money reconciliations and a list of custodians where custody assets are held) that would help an [[ | The Financial Conduct Authority's ([[FCA]]) CASS RP contains documents and records (for example the latest client money reconciliations and a list of custodians where custody assets are held) that would help an [[insolvency practitioner]] return client assets more quickly should an investment firm fail. | ||
==See also== | ==See also== | ||
* [[Client Assets Sourcebook]] | * [[Client Assets Sourcebook]] | ||
* [[Financial Conduct Authority]] (FCA) | |||
[[Category:Compliance_and_audit]] | [[Category:Compliance_and_audit]] | ||
Latest revision as of 13:34, 24 June 2022
(UK).
Client Assets Sourcebook Resolution Pack.
The Financial Conduct Authority's (FCA) CASS RP contains documents and records (for example the latest client money reconciliations and a list of custodians where custody assets are held) that would help an insolvency practitioner return client assets more quickly should an investment firm fail.
