Financial Conduct Authority: Difference between revisions
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The FCA's responsibilities include: | The FCA's responsibilities include: | ||
*Protecting consumers; | |||
*Ensuring the financial services industry remains stable; and | |||
*Promoting healthy competition between financial services providers. | |||
The Financial Conduct Authority's responsibilities were formerly undertaken by the Financial Services Authority (FSA). | The Financial Conduct Authority's responsibilities were formerly undertaken by the Financial Services Authority (FSA). | ||
The former FSA's other responsibilities were substantially transferred to the Prudential Regulation Authority (PRA). | The former FSA's other responsibilities were substantially transferred to the ''Prudential Regulation Authority (PRA)''. | ||
| Line 20: | Line 20: | ||
* [[BaFin]] | * [[BaFin]] | ||
* [[CFTC]] | * [[CFTC]] | ||
* [[Competition & Markets Authority]] | |||
* [[Conduct]] | |||
* [[Conduct risk]] | * [[Conduct risk]] | ||
* [[Consumer Financial Protection Bureau]] (CFPB) | |||
* [[Deferred payment credit]] | |||
* [[Disclosure and Transparency Rules]] | * [[Disclosure and Transparency Rules]] | ||
* [[Financial]] | |||
* [[Financial Services Authority]] | * [[Financial Services Authority]] | ||
* [[FRAND]] | * [[FRAND]] | ||
* [[FSMA]] | * [[FSMA]] | ||
* [[Insurance]] | |||
* [[LIBOR]] | * [[LIBOR]] | ||
* [[NCA]] | * [[National Competent Authority]] (NCA) | ||
* [[Prudential Regulation Authority]] | * [[Office for Professional Body Anti-Money Laundering Supervision]] | ||
* [[SMR]] | * [[Price walking]] | ||
* [[Prudential Regulation Authority]] (PRA) | |||
* [[Regulation]] | |||
*[[Senior Managers Regime]] (SMR) | |||
* [[Sludge practices]] | |||
* [[Supervision]] | |||
* [[Twin Peaks]] | * [[Twin Peaks]] | ||
==Other links== | |||
*[https://www.treasurers.org/fca-business-plan/ ACT commentary on the FCA 2021-22 Business Plan, 16 August 2021] | |||
*[https://www.fca.org.uk/ Financial Conduct Authority home page] | |||
[[Category:Accounting,_tax_and_regulation]] | [[Category:Accounting,_tax_and_regulation]] | ||
[[Category:Compliance_and_audit]] | [[Category:Compliance_and_audit]] | ||
Latest revision as of 01:36, 1 June 2023
(FCA).
One of two key regulators for the financial services industry in the UK.
The FCA's responsibilities include:
- Protecting consumers;
- Ensuring the financial services industry remains stable; and
- Promoting healthy competition between financial services providers.
The Financial Conduct Authority's responsibilities were formerly undertaken by the Financial Services Authority (FSA).
The former FSA's other responsibilities were substantially transferred to the Prudential Regulation Authority (PRA).
See also
- BaFin
- CFTC
- Competition & Markets Authority
- Conduct
- Conduct risk
- Consumer Financial Protection Bureau (CFPB)
- Deferred payment credit
- Disclosure and Transparency Rules
- Financial
- Financial Services Authority
- FRAND
- FSMA
- Insurance
- LIBOR
- National Competent Authority (NCA)
- Office for Professional Body Anti-Money Laundering Supervision
- Price walking
- Prudential Regulation Authority (PRA)
- Regulation
- Senior Managers Regime (SMR)
- Sludge practices
- Supervision
- Twin Peaks
