Financial Conduct Authority: Difference between revisions
From ACT Wiki
Jump to navigationJump to search
imported>Doug Williamson (Mend link.) |
imported>Doug Williamson (Add link.) |
||
(4 intermediate revisions by the same user not shown) | |||
Line 13: | Line 13: | ||
The Financial Conduct Authority's responsibilities were formerly undertaken by the Financial Services Authority (FSA). | The Financial Conduct Authority's responsibilities were formerly undertaken by the Financial Services Authority (FSA). | ||
The former FSA's other responsibilities were substantially transferred to the Prudential Regulation Authority (PRA). | The former FSA's other responsibilities were substantially transferred to the ''Prudential Regulation Authority (PRA)''. | ||
Line 23: | Line 23: | ||
* [[Conduct]] | * [[Conduct]] | ||
* [[Conduct risk]] | * [[Conduct risk]] | ||
* [[Consumer Financial Protection Bureau]] (CFPB) | |||
* [[Deferred payment credit]] | * [[Deferred payment credit]] | ||
* [[Disclosure and Transparency Rules]] | * [[Disclosure and Transparency Rules]] | ||
* [[Financial]] | |||
* [[Financial Services Authority]] | * [[Financial Services Authority]] | ||
* [[FRAND]] | * [[FRAND]] | ||
* [[FSMA]] | * [[FSMA]] | ||
* [[Insurance]] | |||
* [[LIBOR]] | * [[LIBOR]] | ||
* [[National Competent Authority]] (NCA) | * [[National Competent Authority]] (NCA) | ||
* [[Office for Professional Body Anti-Money Laundering Supervision]] | * [[Office for Professional Body Anti-Money Laundering Supervision]] | ||
* [[Price walking]] | * [[Price walking]] | ||
* [[Prudential Regulation Authority]] | * [[Prudential Regulation Authority]] (PRA) | ||
* [[Regulation]] | * [[Regulation]] | ||
*[[Senior Managers Regime]] (SMR) | |||
* [[Sludge practices]] | * [[Sludge practices]] | ||
* [[Supervision]] | * [[Supervision]] | ||
* [[Twin Peaks]] | * [[Twin Peaks]] | ||
Line 41: | Line 44: | ||
==Other links== | ==Other links== | ||
[https://www.treasurers.org/fca-business-plan/ ACT commentary on the FCA 2021-22 Business Plan, 16 August 2021] | *[https://www.treasurers.org/fca-business-plan/ ACT commentary on the FCA 2021-22 Business Plan, 16 August 2021] | ||
[https://www.fca.org.uk/ Financial Conduct Authority home page] | *[https://www.fca.org.uk/ Financial Conduct Authority home page] | ||
[[Category:Accounting,_tax_and_regulation]] | [[Category:Accounting,_tax_and_regulation]] | ||
[[Category:Compliance_and_audit]] | [[Category:Compliance_and_audit]] |
Latest revision as of 01:36, 1 June 2023
(FCA).
One of two key regulators for the financial services industry in the UK.
The FCA's responsibilities include:
- Protecting consumers;
- Ensuring the financial services industry remains stable; and
- Promoting healthy competition between financial services providers.
The Financial Conduct Authority's responsibilities were formerly undertaken by the Financial Services Authority (FSA).
The former FSA's other responsibilities were substantially transferred to the Prudential Regulation Authority (PRA).
See also
- BaFin
- CFTC
- Competition & Markets Authority
- Conduct
- Conduct risk
- Consumer Financial Protection Bureau (CFPB)
- Deferred payment credit
- Disclosure and Transparency Rules
- Financial
- Financial Services Authority
- FRAND
- FSMA
- Insurance
- LIBOR
- National Competent Authority (NCA)
- Office for Professional Body Anti-Money Laundering Supervision
- Price walking
- Prudential Regulation Authority (PRA)
- Regulation
- Senior Managers Regime (SMR)
- Sludge practices
- Supervision
- Twin Peaks