Regulation S-K: Difference between revisions
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It requires issuers of securities to make appropriate disclosures to investors. | It requires issuers of securities to make appropriate disclosures to investors. | ||
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* [[Financial Industry Regulatory Authority]] | * [[Financial Industry Regulatory Authority]] | ||
* [[OCIE]] | * [[OCIE]] | ||
* [[ | * [[Regulation]] | ||
* [[Regulation D]] | * [[Regulation D]] | ||
* [[Rule 144A] | |||
* [[Securities and Exchange Commission]] | * [[Securities and Exchange Commission]] | ||
[[Category:Accounting,_tax_and_regulation]] | |||
Latest revision as of 06:44, 6 July 2022
US securities regulation
Regulation S-K is published and enforced by the US Securities and Exchange Commission (SEC).
It requires issuers of securities to make appropriate disclosures to investors.
