OCIE: Difference between revisions
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imported>Doug Williamson m (Clarify name.) |
imported>Doug Williamson (Classify page.) |
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== See also == | == See also == | ||
* [[Securities and Exchange Commission]] | * [[Securities and Exchange Commission]] | ||
[[Category:Accounting,_tax_and_regulation]] | |||
Revision as of 23:01, 18 December 2020
US.
The Office of Compliance Inspections and Examinations of the US Securities and Exchange Commission (SEC).
The SEC enforces federal securities laws and regulates financial markets and financial market participants in the United States.
