Regulation: Difference between revisions
From ACT Wiki
Jump to navigationJump to search
imported>Doug Williamson (Add link.) |
imported>Doug Williamson (Add links.) |
||
| Line 30: | Line 30: | ||
* [[Competition]] | * [[Competition]] | ||
* [[Compliance risk]] | * [[Compliance risk]] | ||
* [[ | * [[Contract]] | ||
* [[Court]] | |||
* [[Decision]] | * [[Decision]] | ||
* [[Deregulation]] | * [[Deregulation]] | ||
| Line 37: | Line 38: | ||
* [[Free market]] | * [[Free market]] | ||
* [[IFR]] | * [[IFR]] | ||
* [[Jurisdiction]] | |||
* [[Law]] | |||
* [[Legislation]] | |||
* [[Market Abuse Regulation]] (MAR) | * [[Market Abuse Regulation]] (MAR) | ||
* [[Markets in Financial Instruments Regulation]] | * [[Markets in Financial Instruments Regulation]] | ||
| Line 46: | Line 50: | ||
* [[Rate regulator]] | * [[Rate regulator]] | ||
* [[Red tape]] | * [[Red tape]] | ||
* [[Regime]] | |||
* [[Regtech]] | * [[Regtech]] | ||
* [[Regulator]] | * [[Regulator]] | ||
| Line 56: | Line 61: | ||
* [[Sustainable Finance Disclosure Regulation]] (SFDR) | * [[Sustainable Finance Disclosure Regulation]] (SFDR) | ||
* [[Transparency]] | * [[Transparency]] | ||
* [[Tax]] | |||
[[Category:Accounting,_tax_and_regulation]] | [[Category:Accounting,_tax_and_regulation]] | ||
[[Category:Compliance_and_audit]] | [[Category:Compliance_and_audit]] | ||
Revision as of 16:39, 5 July 2022
1.
The official control of markets or of other activities, usually by a system of rules, often including primary or secondary legislation.
2. Law.
A rule with legal force, designed to carry out a specific piece of legislation. Usually enforced by a regulatory agency.
3. European Union law.
An act of European Union (EU) law having direct effect in all member states.
EU Regulations are passed either jointly by the EU Council and European Parliament, or by the EU Commission alone.
4.
More generally, a rule to control, direct or manage an activity, organisation or system.
A 'regulation' - in this broadest sense - may or may not have legal authority.
See also
- Bank supervision
- Benchmarks Regulation
- Blocking Regulation
- Capacity
- Competition
- Compliance risk
- Contract
- Court
- Decision
- Deregulation
- Directive
- European Union
- Free market
- IFR
- Jurisdiction
- Law
- Legislation
- Market Abuse Regulation (MAR)
- Markets in Financial Instruments Regulation
- Mixed economy
- Payment Systems Regulator
- Pensions Regulator
- Primary legislation
- Prudential Regulation Authority
- Rate regulator
- Red tape
- Regime
- Regtech
- Regulator
- Regulatory risk
- Reporting on Payment Practices and Performance Regulations
- Reputational risk
- Secondary legislation
- Securities Financing Transactions Regulation (SFTR)
- Securitisation Regulation
- Sustainable Finance Disclosure Regulation (SFDR)
- Transparency
- Tax
