Regulation D: Difference between revisions
From ACT Wiki
Jump to navigationJump to search
imported>Administrator (CSV import) |
imported>Doug Williamson m (Added definition 2 and additional see also - 20/5/13) |
||
Line 1: | Line 1: | ||
''US.'' A Federal Reserve regulation that limits the number of withdrawals and transfers from an interest bearing deposit account. | ''US.'' | ||
1. A Federal Reserve regulation that limits the number of withdrawals and transfers from an interest bearing deposit account. | |||
2. Under the Securities Act of 1933, any offer to sell securities must either be registered with the Securities and Exchange Commission or meet an exemption. Regulation D has three rules which provide exemption from the registration requirements, allowing some companies to offer and sell securities without having to register the securities. | |||
== See also == | == See also == | ||
Line 5: | Line 11: | ||
* [[Federal Reserve System]] | * [[Federal Reserve System]] | ||
* [[Regulation Q]] | * [[Regulation Q]] | ||
* [[Securities and Exchange Commission]] | |||
Revision as of 11:06, 20 May 2013
US.
1. A Federal Reserve regulation that limits the number of withdrawals and transfers from an interest bearing deposit account.
2. Under the Securities Act of 1933, any offer to sell securities must either be registered with the Securities and Exchange Commission or meet an exemption. Regulation D has three rules which provide exemption from the registration requirements, allowing some companies to offer and sell securities without having to register the securities.