Regulation D: Difference between revisions
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imported>Doug Williamson m (Spacing 20/8/13) |
imported>Doug Williamson m (Added titles to each to distinguish them with regard to the origin/application 5/2/14) |
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1. | 1. Regulation D (FRB) | ||
A Federal Reserve regulation that limits the number of withdrawals and transfers from an interest bearing deposit account. | A Federal Reserve Board regulation that limits the number of withdrawals and transfers from an interest bearing deposit account. | ||
2. | 2. Regulation D (SEC) | ||
Under the Securities Act of 1933, any offer to sell securities must either be registered with the Securities and Exchange Commission or meet an exemption. | Under the Securities Act of 1933, any offer to sell securities must either be registered with the Securities and Exchange Commission or meet an exemption. | ||
Revision as of 14:41, 5 February 2014
US.
1. Regulation D (FRB)
A Federal Reserve Board regulation that limits the number of withdrawals and transfers from an interest bearing deposit account.
2. Regulation D (SEC)
Under the Securities Act of 1933, any offer to sell securities must either be registered with the Securities and Exchange Commission or meet an exemption.
Regulation D has three rules which provide exemption from the registration requirements, allowing some companies to offer and sell securities without having to register the securities.
