Regulation D: Difference between revisions
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imported>Doug Williamson (Expand explanation of item 1..) |
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* [[Federal Reserve System]] | * [[Federal Reserve System]] | ||
* [[Regulation Q]] | * [[Regulation Q]] | ||
* [[Reserve requirements]] | |||
* [[Securities and Exchange Commission]] | * [[Securities and Exchange Commission]] | ||
* [[Security]] | |||
[[Category:Accounting,_tax_and_regulation]] | [[Category:Accounting,_tax_and_regulation]] | ||
[[Category:Financial_products_and_markets]] | [[Category:Financial_products_and_markets]] | ||
Revision as of 21:36, 28 April 2022
US.
1.
Regulation D (FRB)
A Federal Reserve Board regulation that governs the reserve requirements of depository institutions. This limits the number of withdrawals and transfers from an interest bearing deposit account.
2.
Regulation D (SEC)
Under the Securities Act of 1933, any offer to sell securities must either be registered with the Securities and Exchange Commission or meet an exemption.
Regulation D has three rules which provide exemption from the registration requirements, allowing some companies to offer and sell securities without having to register the securities.
