Securities and Exchange Commission: Difference between revisions
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imported>Doug Williamson m (Spacing 20/8/13) |
imported>Doug Williamson (Link with OCIE page.) |
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== See also == | == See also == | ||
* [[Depository Trust Company]] | * [[Depository Trust Company]] | ||
* [[OCIE]] | |||
* [[Rule 144A]] | * [[Rule 144A]] | ||
* [[Regulation D]] | * [[Regulation D]] | ||
Revision as of 10:42, 8 February 2016
(SEC).
US.
An independent agency which has primary responsibility for enforcing federal securities laws and regulating the securities industry, the stock and options exchanges, and other electronic securities markets in the United States.
