Securities and Exchange Commission: Difference between revisions
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imported>Doug Williamson (Link with OCIE page.) |
imported>Doug Williamson (Link with Financial Industry Regulatory Authority page.) |
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== See also == | == See also == | ||
* [[Depository Trust Company]] | * [[Depository Trust Company]] | ||
* [[Financial Industry Regulatory Authority]] | |||
* [[OCIE]] | * [[OCIE]] | ||
* [[Rule 144A]] | * [[Rule 144A]] | ||
* [[Regulation D]] | * [[Regulation D]] | ||
Revision as of 17:12, 1 October 2017
(SEC).
US.
An independent agency which has primary responsibility for enforcing federal securities laws and regulating the securities industry, the stock and options exchanges, and other electronic securities markets in the United States.
