Securities and Exchange Commission: Difference between revisions
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imported>Doug Williamson (Link with Financial Industry Regulatory Authority page.) |
imported>Doug Williamson (Link with Regulation S-K page.) |
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* [[Rule 144A]] | * [[Rule 144A]] | ||
* [[Regulation D]] | * [[Regulation D]] | ||
* [[Regulation S-K]] | |||
Revision as of 15:29, 21 November 2017
(SEC).
US.
An independent agency which has primary responsibility for enforcing federal securities laws and regulating the securities industry, the stock and options exchanges, and other electronic securities markets in the United States.
