Securities and Exchange Commission: Difference between revisions
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imported>Doug Williamson (Reorder header.) |
imported>Doug Williamson (Link with Public Company Accounting Oversight Board page.) |
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* [[Financial Industry Regulatory Authority]] | * [[Financial Industry Regulatory Authority]] | ||
* [[OCIE]] | * [[OCIE]] | ||
* [[Public Company Accounting Oversight Board]] | |||
* [[Regulation D]] | * [[Regulation D]] | ||
* [[Regulation S-K]] | * [[Regulation S-K]] | ||
* [[Rule 144A]] | * [[Rule 144A]] | ||
Revision as of 19:35, 9 January 2018
US.
(SEC).
The Securities and Exchange Commission is an independent agency which has primary responsibility for enforcing federal securities laws and regulating the securities industry, the stock and options exchanges, and other electronic securities markets in the United States.
