Securities and Exchange Commission: Difference between revisions
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imported>Doug Williamson (Classify page.) |
imported>Doug Williamson (Add link.) |
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* [[Bad actor]] | * [[Bad actor]] | ||
* [[Depository Trust Company]] | * [[Depository Trust Company]] | ||
* [[Division of Examinations]] | |||
* [[Financial Industry Regulatory Authority]] | * [[Financial Industry Regulatory Authority]] | ||
* [[OCIE]] | * [[OCIE]] | ||
Revision as of 19:11, 4 December 2021
US.
(SEC).
The Securities and Exchange Commission is an independent agency which has primary responsibility for enforcing federal securities laws and regulating the securities industry, the stock and options exchanges, and other electronic securities markets in the United States.
