OCIE: Difference between revisions
From ACT Wiki
Jump to navigationJump to search
imported>Doug Williamson (Create the page. Source: The Treasurer, February 2016, page 11.) |
imported>Doug Williamson m (Clarify name.) |
||
| Line 1: | Line 1: | ||
''US.'' | ''US.'' | ||
The Office of Compliance | The Office of Compliance Inspections and Examinations of the US Securities and Exchange Commission (SEC). | ||
The SEC enforces federal securities laws and regulates financial markets and financial market participants in the United States. | The SEC enforces federal securities laws and regulates financial markets and financial market participants in the United States. | ||
Revision as of 14:20, 5 June 2019
US.
The Office of Compliance Inspections and Examinations of the US Securities and Exchange Commission (SEC).
The SEC enforces federal securities laws and regulates financial markets and financial market participants in the United States.
