Regulation D: Difference between revisions
From ACT Wiki
Jump to navigationJump to search
imported>Doug Williamson m (Added titles to each to distinguish them with regard to the origin/application 5/2/14) |
imported>Doug Williamson (Layout.) |
||
| Line 1: | Line 1: | ||
''US.'' | ''US.'' | ||
1. Regulation D (FRB) | 1. | ||
Regulation D (FRB) | |||
A Federal Reserve Board regulation that limits the number of withdrawals and transfers from an interest bearing deposit account. | A Federal Reserve Board regulation that limits the number of withdrawals and transfers from an interest bearing deposit account. | ||
2. Regulation D (SEC) | 2. | ||
Regulation D (SEC) | |||
Under the Securities Act of 1933, any offer to sell securities must either be registered with the Securities and Exchange Commission or meet an exemption. | Under the Securities Act of 1933, any offer to sell securities must either be registered with the Securities and Exchange Commission or meet an exemption. | ||
Revision as of 12:26, 11 May 2016
US.
1.
Regulation D (FRB)
A Federal Reserve Board regulation that limits the number of withdrawals and transfers from an interest bearing deposit account.
2.
Regulation D (SEC)
Under the Securities Act of 1933, any offer to sell securities must either be registered with the Securities and Exchange Commission or meet an exemption.
Regulation D has three rules which provide exemption from the registration requirements, allowing some companies to offer and sell securities without having to register the securities.
