Securities and Exchange Commission: Difference between revisions
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imported>Doug Williamson (Link with Public Company Accounting Oversight Board page.) |
imported>Doug Williamson (Classify page.) |
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== See also == | == See also == | ||
* [[Bad actor]] | |||
* [[Depository Trust Company]] | * [[Depository Trust Company]] | ||
* [[Financial Industry Regulatory Authority]] | * [[Financial Industry Regulatory Authority]] | ||
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* [[Regulation S-K]] | * [[Regulation S-K]] | ||
* [[Rule 144A]] | * [[Rule 144A]] | ||
[[Category:Accounting,_tax_and_regulation]] | |||
[[Category:The_business_context]] | |||
[[Category:Financial_products_and_markets]] |
Revision as of 15:14, 10 November 2021
US.
(SEC).
The Securities and Exchange Commission is an independent agency which has primary responsibility for enforcing federal securities laws and regulating the securities industry, the stock and options exchanges, and other electronic securities markets in the United States.