Single capacity: Difference between revisions
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imported>Doug Williamson (Create the page. Sources: linked pages.) |
imported>Doug Williamson (Mend broken link to Dual capacity page.) |
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*[[Broker-dealer]] | *[[Broker-dealer]] | ||
*[[Capacity]] | *[[Capacity]] | ||
*[[Dual capacity]] | |||
*[[London Stock Exchange]] | *[[London Stock Exchange]] | ||
*[[Market maker]] | *[[Market maker]] | ||
Revision as of 22:13, 12 February 2017
1.
UK - London Stock Exchange (LSE)
Restricting members of the LSE to act either as market makers or as brokers, but not both.
This was the regime which applied before the 'Big Bang' changes of 1986.
2.
Similar prohibition of dual roles in other markets and contexts.
